Professional Standards

Assisting businesses in managing their compliance and advice requirements

Our aim in the Professional Standards team is to partner with businesses to provide support and guidance in managing their compliance and advice requirements.

The frequency of our review program distinguishes us from other licensees and our advisers value the regular feedback on their advice and advice processes. Another part of our monitoring and supervision framework allows us to assist our Affinia network through targeted training as we are able to provide mentoring support for advisers new to the industry.

We work closely with our Affinia network and maintain open communication channels to build trusted, long-term relationships. With team members with experience in working as financial advisers in financial planning businesses themselves, we can assist you with practical and commercial solutions to your compliance matters.

If you are looking to join a community of like-minded experts, we want to hear from you. Contact us.

 

 

 

 

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